Scott Dominic Moorhouse

• Stiles & Company Financial Services (Petersfield) Limited

  FRN 942822

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 1 Jun 2021)
• Stiles & Company Financial Services Ltd (no longer approved here)

  FRN 232169

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
  • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
• NFU MUTUAL INVESTMENT SERVICES LIMITED (no longer approved here)

  FRN 121921

  • CF30 Customer (21 Jul 2016 to 10 May 2017)
• Quilter Private Client Advisers Limited (no longer approved here)

  FRN 227836

  • (143)Employed By (4 Dec 2013 to 22 Jun 2016)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (4 Dec 2013 to 22 Jun 2016)
• 2 Plan Wealth Management Limited (no longer approved here)

  FRN 461598

  • CF30 Customer (25 Jul 2013 to 31 Dec 2013)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2002)

No changes recorded yet.