Liam Patrick Starley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stiles & Company Financial Services (Petersfield) Limited

    FRN 942822

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Jun 2021)
    • Responsible for Insurance Distribution (since 1 Jun 2021)
    • SMF16 Compliance Oversight (since 1 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2021)
    • SMF3 Executive Director (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • Stiles & Company Financial Services Ltd (no longer approved here)

    FRN 232169

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (1 Nov 2007 to 31 May 2021)
    • CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
    • CF1 Director (AR) (21 Jul 2005 to 31 May 2021)
    • CF22 Investment Adviser (Trainee) (21 Jul 2005 to 16 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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