Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • [FCA CF] Functions requiring qualifications (12 Sep 2025 to 9 Feb 2026)
    • [FCA CF] Client dealing (12 Sep 2025 to 9 Feb 2026)
  • Independent Options Ltd (no longer approved here)

    FRN 440552

    • [FCA CF] Client dealing (24 Jul 2023 to 13 Nov 2023)
    • [FCA CF] Functions requiring qualifications (24 Jul 2023 to 13 Nov 2023)
  • Sterling Financial Services (no longer approved here)

    FRN 409749

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2025)
    • CF30 Customer (7 Sep 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.