Damon Charles Cooper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Routledge Financial Limited

    FRN 750933

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jul 2021)
    • [FCA CF] Client dealing (since 30 Jul 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 20 Dec 2018)
    • Responsible for Insurance Distribution (since 20 Dec 2018)
    • CF11 Money Laundering Reporting (20 Dec 2018 to 8 Dec 2019)
    • CF1 Director (20 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2018 to 8 Dec 2019)
  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • CF11 Money Laundering Reporting (19 Apr 2016 to 12 Nov 2018)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (25 Nov 2010 to 21 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.