Routledge Financial Limited

• Principal Place of Business

  Routledge Financial Ltd

  98 Portland Road

  Hove

  Brighton And Hove

  BN3 5DN

  UNITED KINGDOM

  Phone

  +441273729995

  Web

  https://www.routledgefinancial.co.uk

• Complaints Contact

  Routledge Financial Ltd

  98 Portland Road

  Hove

  Brighton And Hove

  BN3 5DN

  UNITED KINGDOM

  Phone

  +441273729995

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Paul Moy

  IRN APM00002

  • [FCA CF] Functions requiring qualifications (11 Nov 2024 to 2 Dec 2024)
  • [FCA CF] Client dealing (11 Nov 2024 to 2 Dec 2024)
• Andrew Neil Peters

  IRN ANP01022

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
• Charles Rolland

  IRN CXR86685

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 25 Feb 2020)
• Christina Wood

  IRN CXW00089

  • [FCA CF] Client dealing (10 Oct 2022 to 19 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Sep 2020 to 19 Mar 2023)
• Damon Charles Cooper

  IRN DCC00029

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 30 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 30 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 20 Dec 2018)
  • Responsibility for MCD Intermediation (since 20 Dec 2018)
  • CF11 Money Laundering Reporting (20 Dec 2018 to 8 Dec 2019)
  • CF1 Director (20 Dec 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Dec 2018 to 8 Dec 2019)
• Darren Chacksfield

  IRN DXC00238

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2022)
  • [FCA CF] Client dealing (since 31 Jan 2022)
• Howard Leonard Sharman

  IRN HLS00006

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
  • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
• Keith Edward Towler

  IRN KET00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 25 Feb 2020)
  • CF30 Customer (31 May 2019 to 8 Dec 2019)
• Lynnsey Anne Leighton

  IRN LXL17553

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 25 Feb 2020)
  • [FCA CF] Client dealing (since 25 Feb 2020)
  • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
• Michael David Brayne

  IRN MDB00037

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 25 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 25 Feb 2020)
  • CF30 Customer (11 Jul 2018 to 8 Dec 2019)

No changes recorded yet.