Andrew Neil Peters

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Routledge Financial Limited

    FRN 750933

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
    • [FCA CF] Client dealing (since 4 Jun 2025)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Functions requiring qualifications (1 Dec 2024 to 30 May 2025)
    • [FCA CF] Client dealing (1 Dec 2024 to 30 May 2025)
  • Moore Kingston Smith Financial Advisers Ltd (no longer approved here)

    FRN 558116

    • (23)Employed By (18 Aug 2011 to 1 Jun 2012)
  • Weston-Cummins Limited (no longer approved here)

    FRN 147608

    • CF21 Investment Adviser (21 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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