Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Routledge Financial Limited
FRN 750933
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 28 Sep 2020)
- [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
- CF30 Customer (31 Jul 2018 to 8 Dec 2019)
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- (2)Employed By (3 Jan 2014 to 30 Dec 2014)
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- CF30 Customer (19 Jul 2010 to 30 Dec 2014)
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- (2)Employed By (5 Jan 2010 to 2 Aug 2010)
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- CF30 Customer (1 Nov 2007 to 2 Aug 2010)
- CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
- CF1 Director (AR) (12 Jan 2005 to 31 Dec 2009)
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- Employed By (12 Jan 2005 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.