Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
    • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
  • Robert Savage (no longer approved here)

    FRN 401775

    • (2)Employed By (3 Jan 2014 to 30 Dec 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Jul 2010 to 30 Dec 2014)
  • New Forest Financial Management (no longer approved here)

    FRN 200626

    • (2)Employed By (5 Jan 2010 to 2 Aug 2010)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 2 Aug 2010)
    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
    • CF1 Director (AR) (12 Jan 2005 to 31 Dec 2009)
  • The Manor Partnership Company Ltd (no longer approved here)

    FRN 419486

    • Employed By (12 Jan 2005 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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