Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (2 May 2025 to 27 Feb 2026)
- [FCA CF] Client dealing (2 May 2025 to 27 Feb 2026)
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- CF30 Customer (1 Nov 2007 to 29 Nov 2007)
- CF21 Investment Adviser (4 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Feb 2006 to 4 Jul 2006)
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- Employed By (23 Mar 2006 to 29 Nov 2007)
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- (3)Employed By (24 Feb 2006 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.