Daniel Aaron Buckingham Watts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • WATSON MOORE INDEPENDENT FINANCIAL ADVISERS LIMITED (no longer approved here)

    FRN 433008

    • [FCA CF] Manager of certification employee (6 Dec 2024 to 2 Jan 2026)
    • SMF3 Executive Director (7 Feb 2023 to 2 Jan 2026)
    • CF30 Customer (14 Jan 2022 to 2 Jan 2026)
    • [FCA CF] Client dealing (9 Jul 2020 to 2 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Jul 2020 to 2 Jan 2026)
  • Pinney Talfourd Wealth Management Limited (no longer approved here)

    FRN 775515

    • (2)Employed By (14 Jan 2022 to 2 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Feb 2017 to 31 Jul 2018)
  • Tim Watts Wealth Management Limited (no longer approved here)

    FRN 415522

    • (2)Employed By (24 Feb 2017 to 31 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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