WATSON MOORE INDEPENDENT FINANCIAL ADVISERS LIMITED

• Principal Place of Business

  Watson Moore

  Essex House

  Station Road

  Upminster

  Havering

  RM14 2SJ

  UNITED KINGDOM

  Phone

  +4401708250624

  Web

  https://www.watsonmooreifa.com

• Complaints Contact

  Watson Moore

  Essex House

  Station Road

  Upminster

  Havering

  RM14 2SJ

  UNITED KINGDOM

  Phone

  +4401708250624

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Alexander David Smith

  IRN ADS01247

  • CF1 Director (AR) (13 Jan 2022 to 9 Nov 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2024)
  • CF30 Customer (5 Jun 2017 to 8 Dec 2019)
• Catherine Helen Polli

  IRN CHP01048

  • CF1 Director (AR) (since 19 Apr 2017)
• Christopher Thomson Moore

  IRN CTM01017

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Manager of certification employee (since 9 Dec 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 6 Apr 2017)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (since 1 Nov 2007)
  • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Jan 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jan 2016 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (21 Nov 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
  • CF1 Director (21 Nov 2005 to 8 Dec 2019)
• Daniel Aaron Buckingham Watts

  IRN DAW01257

  • [FCA CF] Manager of certification employee (6 Dec 2024 to 2 Jan 2026)
  • SMF3 Executive Director (7 Feb 2023 to 2 Jan 2026)
  • CF30 Customer (14 Jan 2022 to 2 Jan 2026)
  • [FCA CF] Client dealing (9 Jul 2020 to 2 Jan 2026)
  • [FCA CF] Functions requiring qualifications (9 Jul 2020 to 2 Jan 2026)
• Fleur Margaret Webb

  IRN FMG00003

  • CF30 Customer (1 Nov 2007 to 24 Oct 2014)
  • CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
• Jonathan Peter Watson

  IRN JPW00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 2 Nov 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Sep 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Nov 2005 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (21 Nov 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (21 Nov 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (21 Nov 2005 to 13 Dec 2016)
  • CF10 Compliance Oversight (21 Nov 2005 to 8 Dec 2019)
  • CF1 Director (21 Nov 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
• Michael Robert Rooke

  IRN MRR00031

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
• Nicholas David James Welsh

  IRN NDW01060

  • CF30 Customer (2 Feb 2022 to 6 Mar 2026)
  • Appointed representative dealing with clients for which they require qualification (2 Feb 2022 to 17 Mar 2026)
  • CF1 Director (AR) (2 Feb 2022 to 6 Mar 2026)
  • [FCA CF] Functions requiring qualifications (2 Feb 2022 to 24 Jan 2024)
• Oliver Raymond Blunt

  IRN OXB00151

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Dec 2024)
  • [FCA CF] Client dealing (since 6 Dec 2024)
  • CF30 Customer (since 13 May 2024)
• Philip Thomas Cockram

  IRN PTC01058

  • CF1 Director (AR) (since 16 May 2017)

• Linden Rooke Mortgage and Insurance Advisors

  FRN 787042 · Appointed 18 Aug 2017

• Pinney Talfourd Wealth Management Limited

  FRN 775515 · Appointed 1 Apr 2017

• Halleywell Limited (no longer appointed)

  FRN 968723 · Appointed 27 Jan 2022 · Until 17 Mar 2026

• Chiswick Wealth Management Limited (no longer appointed)

  FRN 967338 · Appointed 12 Jan 2022 · Until 1 Dec 2022

No changes recorded yet.