Nicholas David James Welsh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WM CAPITAL MANAGEMENT LIMITED

    FRN 601025

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 24 Sep 2020)
    • [FCA CF] Client dealing (since 24 Sep 2020)
    • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
  • WATSON MOORE INDEPENDENT FINANCIAL ADVISERS LIMITED (no longer approved here)

    FRN 433008

    • Appointed representative dealing with clients for which they require qualification (2 Feb 2022 to 17 Mar 2026)
    • [FCA CF] Functions requiring qualifications (2 Feb 2022 to 24 Jan 2024)
    • CF30 Customer (2 Feb 2022 to 6 Mar 2026)
    • CF1 Director (AR) (2 Feb 2022 to 6 Mar 2026)
  • MCM Bespoke Investment Services Limited (no longer approved here)

    FRN 489807

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
    • CF30 Customer (31 Oct 2017 to 8 Dec 2019)
  • Brunswick Investment Management Limited (no longer approved here)

    FRN 618199

    • CF1 Director (10 Sep 2014 to 6 Oct 2014)
    • CF30 Customer (10 Sep 2014 to 6 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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