WM CAPITAL MANAGEMENT LIMITED

Date authorised
5 March 2014
Companies House
07042526
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Coleman Street
    London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +4407900932779
    Web
    https://wmcapitalmanagement.com

  • Complaints Contact

    Christopher Moore
    Fairway
    Well Lane
    Danbury
    Chelmsford
    Essex
    CM3 4AB
    UNITED KINGDOM
    Phone
    +4407900932779

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christina Jessie Moore

    IRN CXM02226

    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
    • CF1 Director (5 Mar 2014 to 8 Dec 2019)
  • Christopher Thomson Moore

    IRN CTM01017

    • 14. Managing investments
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Apr 2026)
    • SMF16 Compliance Oversight (since 23 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2020)
    • [FCA CF] Manager of certification employee (since 16 Sep 2020)
    • [FCA CF] Client dealing (since 16 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
  • David Stephenson

    IRN DXS00032

    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Jeffrey Thomas Winter

    IRN JTW00021

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 23 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2020)
    • [FCA CF] Manager of certification employee (since 23 Sep 2020)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
  • Nicholas David James Welsh

    IRN NDW01060

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 24 Sep 2020)
    • [FCA CF] Client dealing (since 24 Sep 2020)
    • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
  • Roderick Martin Collins

    IRN RMC01092

    • CF30 Customer (14 Jul 2014 to 8 Dec 2019)
  • Simon Andrew Moore

    IRN SAM01351

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Apr 2026)
    • Responsible for Insurance Mediation (21 Oct 2014 to 30 Sep 2018)
    • CF10 Compliance Oversight (5 Mar 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Mar 2014 to 8 Dec 2019)
    • CF1 Director (5 Mar 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.