Jeffrey Thomas Winter

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WM CAPITAL MANAGEMENT LIMITED

    FRN 601025

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Manager of certification employee (since 23 Sep 2020)
    • [FCA CF] Client dealing (since 23 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2020)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
  • MCM Bespoke Investment Services Limited

    FRN 489807

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Mediation (29 Apr 2013 to 1 Jan 2018)
    • CF1 Director (AR) (25 Jan 2013 to 8 Mar 2015)
    • CF10 Compliance Oversight (16 Feb 2009 to 1 Jan 2018)
    • CF1 Director (16 Feb 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Feb 2009 to 1 Jan 2018)
    • CF30 Customer (16 Feb 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.