MCM Bespoke Investment Services Limited

• Principal Place of Business

  8 Thorpe Road

  Norwich

  NR1 1RY

  UNITED KINGDOM

  Phone

  +441603440424

  Web

  http://www.mcm-bespoke.com

• Complaints Contact

  8 Thorpe Road

  Norwich

  NR1 1RY

  UNITED KINGDOM

  Phone

  +441603440424

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Charles Richard Edwards

  IRN CRE01046

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Mar 2025)
  • CF11 Money Laundering Reporting (5 Jan 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (5 Jan 2018 to 30 Sep 2018)
  • CF10 Compliance Oversight (5 Jan 2018 to 8 Dec 2019)
  • CF1 Director (5 Jan 2018 to 8 Dec 2019)
• Christopher Thomson Moore

  IRN CTM01017

  • CF30 Customer (17 Oct 2011 to 13 Aug 2014)
• David Alan Penney

  IRN DAP01152

  • CF1 Director (AR) (27 Mar 2013 to 8 Mar 2015)
  • CF30 Customer (26 Feb 2013 to 8 Mar 2015)
• James Austin Caviel

  IRN JAC00019

  • CF30 Customer (27 Jan 2015 to 1 May 2015)
  • CF1 Director (27 Jan 2015 to 5 Feb 2015)
• Jeffrey Thomas Winter

  IRN JTW00021

  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Mediation (29 Apr 2013 to 1 Jan 2018)
  • CF1 Director (AR) (25 Jan 2013 to 8 Mar 2015)
  • CF10 Compliance Oversight (16 Feb 2009 to 1 Jan 2018)
  • CF11 Money Laundering Reporting (16 Feb 2009 to 1 Jan 2018)
  • CF30 Customer (16 Feb 2009 to 8 Dec 2019)
  • CF1 Director (16 Feb 2009 to 8 Dec 2019)
• Justin Stephen Paul Lowes

  IRN JSL01104

  • CF30 Customer (1 Dec 2011 to 30 Apr 2013)
• Lesley Ann Cawthorne

  IRN LAH01063

  • SMF16 Compliance Oversight (since 19 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Mar 2025)
• Nicholas David James Welsh

  IRN NDW01060

  • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2021)
  • CF30 Customer (31 Oct 2017 to 8 Dec 2019)
• Nigel John Breakell

  IRN NJB01181

  • CF30 Customer (1 Mar 2009 to 31 Dec 2011)
• Peter Bridges

  IRN PXB00050

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • Responsible for Insurance Distribution (since 20 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Feb 2012 to 8 Dec 2019)
  • CF1 Director (13 Feb 2012 to 8 Dec 2019)

• Penney, Ruddy & Winter Ltd (no longer appointed)

  FRN 593729 · Appointed 3 Jan 2013 · Until 11 Mar 2015

No changes recorded yet.