Nigel John Breakell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brunswick Investment Management Limited

    FRN 618199

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 Sep 2014 to 3 Oct 2014)
    • CF1 Director (10 Sep 2014 to 8 Apr 2017)
    • CF10 Compliance Oversight (10 Sep 2014 to 3 Oct 2014)
    • CF30 Customer (10 Sep 2014 to 8 Dec 2019)
  • MCM Bespoke Investment Services Limited (no longer approved here)

    FRN 489807

    • CF30 Customer (1 Mar 2009 to 31 Dec 2011)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (6 Mar 2008 to 28 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.