Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mayfield Financial Services Limited (no longer approved here)

    FRN 176527

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
  • MCM Bespoke Investment Services Limited (no longer approved here)

    FRN 489807

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Mar 2025)
    • Responsible for Insurance Mediation (5 Jan 2018 to 30 Sep 2018)
    • CF1 Director (5 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.