Mayfield Financial Services Limited

• Principal Place of Business

  The Lodge

  Braeside Equestrian Centre

  Nelson Park Road

  St. Margarets-at-Cliffe

  Dover

  Kent

  CT15 6HL

  UNITED KINGDOM

  Phone

  +4401304853355

• Complaints Contact

  The Lodge

  Braeside Equestrian Centre

  Nelson Park Road

  St. Margarets-at-Cliffe

  Dover

  Kent

  CT15 6HL

  UNITED KINGDOM

  Phone

  +4401304853355

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Benjamin John Fosbraey

  IRN BXF30527

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 29 May 2025)
  • [FCA CF] Client dealing (since 29 May 2025)
• Charles Richard Edwards

  IRN CRE01046

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
• Christopher Charles

  IRN CXC00002

  • CF30 Customer (1 Nov 2007 to 28 Nov 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Graham Derek Cole

  IRN GDC00017

  • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
• Gregory Ivan Wood

  IRN GIW00004

  • CF30 Customer (1 Nov 2007 to 18 Nov 2010)
  • CF1 Director (30 Aug 2005 to 3 May 2011)
  • CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
• Jadon Geoffrey Parke

  IRN JXP00981

  • [FCA CF] Functions requiring qualifications (5 Jun 2024 to 30 May 2025)
  • [FCA CF] Client dealing (5 Jun 2024 to 30 May 2025)
• Jane Elizabeth Laslett

  IRN JES00004

  • CF10 Compliance Oversight (1 Dec 2001 to 12 Sep 2003)
• Jonathan Walter Watts

  IRN JWW00003

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Manager of certification employee (since 11 Dec 2024)
  • Responsible for Insurance Distribution (since 28 Jun 2023)
  • SMF16 Compliance Oversight (since 28 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jun 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (19 May 2008 to 22 Oct 2012)
  • CF10 Compliance Oversight (1 May 2008 to 22 Oct 2012)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Oct 2012)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Kevin Stanley Savage

  IRN KSS00001

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2004)
• Michael Long

  IRN MXL00094

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Jan 2013 to 8 Dec 2019)
  • CF21 Investment Adviser (11 Oct 2005 to 31 Oct 2007)

• Estcots Limited (no longer appointed)

  FRN 183343 · Appointed 2 Jan 1997 · Until 26 Jan 2005

No changes recorded yet.