Christopher Thomson Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WM CAPITAL MANAGEMENT LIMITED

    FRN 601025

    • 14. Managing investments
    • SMF16 Compliance Oversight (since 23 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Apr 2026)
    • [FCA CF] Client dealing (since 16 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2020)
    • [FCA CF] Manager of certification employee (since 16 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
    • CF1 Director (5 Mar 2014 to 8 Dec 2019)
  • WATSON MOORE INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 433008

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 6 Apr 2017)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (since 1 Nov 2007)
    • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jan 2016 to 8 Dec 2019)
    • CF1 Director (21 Nov 2005 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (21 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
  • Pinney Talfourd Wealth Management Limited

    FRN 775515

    • (3)Employed By (since 3 Apr 2017)
  • MCM Bespoke Investment Services Limited (no longer approved here)

    FRN 489807

    • CF30 Customer (17 Oct 2011 to 13 Aug 2014)

Recent activity

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