James Austin Caviel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Dec 2025)
    • CF1 Director (AR) (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
  • Portcullis Wealth Planning Limited

    FRN 1043068

    • (2)Employed By (since 13 Nov 2025)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • [FCA CF] Functions requiring qualifications (13 May 2020 to 12 Aug 2025)
    • [FCA CF] Client dealing (13 May 2020 to 12 Aug 2025)
  • MCM Bespoke Investment Services Limited (no longer approved here)

    FRN 489807

    • CF1 Director (27 Jan 2015 to 5 Feb 2015)
    • CF30 Customer (27 Jan 2015 to 1 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.