Simon Andrew Moore

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WM CAPITAL MANAGEMENT LIMITED
FRN 601025
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Apr 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Apr 2026)
- Responsible for Insurance Mediation (21 Oct 2014 to 30 Sep 2018)
- CF11 Money Laundering Reporting (5 Mar 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Mar 2014 to 8 Dec 2019)
- CF1 Director (5 Mar 2014 to 8 Dec 2019)
WATSON MOORE INDEPENDENT FINANCIAL ADVISERS LIMITED
FRN 433008
- CF1 Director (AR) (since 6 Apr 2017)
Pinney Talfourd Wealth Management Limited
FRN 775515
- (5)Employed By (since 6 Apr 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.