David Stephenson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WM CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 601025

    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Wise Investments Ltd (no longer approved here)

    FRN 230553

    • CF30 Customer (1 Nov 2007 to 6 Jun 2017)
    • CF10 Compliance Oversight (23 Nov 2005 to 1 Apr 2010)
    • CF27 Investment Management (29 Sep 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (29 Sep 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (29 Sep 2004 to 31 Oct 2007)
    • CF1 Director (29 Sep 2004 to 18 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.