Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (7 Nov 2016 to 8 Dec 2019)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (7 Nov 2016 to 8 Dec 2019)
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- Employed By (26 Oct 2015 to 30 Sep 2016)
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- CF30 Customer (26 Oct 2015 to 30 Sep 2016)
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- CF30 Customer (2 Oct 2014 to 29 Sep 2015)
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- CF30 Customer (3 Aug 2010 to 30 Sep 2012)
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- CF30 Customer (28 May 2010 to 16 Jun 2010)
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- CF22 Investment Adviser (Trainee) (22 Sep 2006 to 20 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.