Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (7 Nov 2016 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (7 Nov 2016 to 8 Dec 2019)
  • Blueprint Financial Solutions Ltd (no longer approved here)

    FRN 409853

    • Employed By (26 Oct 2015 to 30 Sep 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (26 Oct 2015 to 30 Sep 2016)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (2 Oct 2014 to 29 Sep 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Aug 2010 to 30 Sep 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 16 Jun 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (22 Sep 2006 to 20 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.