Maxwell Sidney Rust

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2025)
    • [FCA CF] Client dealing (since 8 Dec 2025)
  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 188611

    • CF30 Customer (7 Jun 2024 to 9 Aug 2024)
    • [FCA CF] Client dealing (7 Jun 2024 to 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (7 Jun 2024 to 9 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (7 Jun 2024 to 9 Aug 2024)
  • Cameron James Limited (no longer approved here)

    FRN 945566

    • Employed By (7 Jun 2024 to 9 Aug 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (13 Oct 2022 to 20 Sep 2023)
    • [FCA CF] Client dealing (13 Oct 2022 to 20 Sep 2023)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (5 Nov 2021 to 29 Jul 2022)
    • CF30 Customer (1 Mar 2019 to 5 Aug 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (5 Nov 2021 to 29 Jul 2022)
    • CF30 Customer (1 Mar 2019 to 5 Aug 2019)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (25 Jan 2018 to 3 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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