Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Simon

  IRN MXS04659

  • [FCA CF] Functions requiring qualifications (20 Nov 2023 to 18 Nov 2024)
• Narendra Katoch

  IRN NXK01203

  • CF30 Customer (3 Mar 2017 to 6 Jun 2018)
• Nathan Dudley Holley

  IRN NDH00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Jun 2016 to 8 Dec 2019)
• Neil De'Antiquis-Roberts

  IRN NXR00041

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
• Neil William Davidson

  IRN NWD00001

  • CF22 Investment Adviser (Trainee) (31 Jan 2006 to 27 Jun 2007)
• Niamh Elizabeth Bains

  IRN NXM21041

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • [FCA CF] Functions requiring qualifications (2 Nov 2021 to 24 Jul 2023)
• Nicholas John Godwin

  IRN NJG00019

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2024)
  • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
• Nickolas Stanley

  IRN NXS86031

  • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 16 Nov 2023)
• Oliver Mark Gallon

  IRN OXG19036

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 23 Dec 2021)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Paul Adesina Adigun

  IRN PXA00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2020)
  • CF30 Customer (17 Oct 2018 to 8 Dec 2019)

No changes recorded yet.