Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (21 Nov 2024 to 6 Oct 2025)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • [FCA CF] Client dealing (27 May 2021 to 21 Jun 2024)
    • [FCA CF] Functions requiring qualifications (27 May 2021 to 21 Jun 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (15 May 2020 to 7 Mar 2021)
    • [FCA CF] Client dealing (15 May 2020 to 7 Mar 2021)
    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (3 Mar 2017 to 6 Jun 2018)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (3 Mar 2017 to 6 Jun 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (10 Oct 2013 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.