Affinity Financial Awareness Limited

Date authorised
1 April 2013
Companies House
05246999
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Foor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011
    Web
    https://www.affinityadvise.co.uk

  • Complaints Contact

    Third Floor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Alexander Frame

    IRN PAF00003

    • CF30 Customer (28 May 2009 to 30 Jun 2014)
  • Paul Anthony Dean

    IRN PAD00009

    • CF21 Investment Adviser (1 Mar 2006 to 11 Dec 2006)
    • CF22 Investment Adviser (Trainee) (26 Jul 2005 to 1 Mar 2006)
  • Paul Anthony Innocent

    IRN PAI01023

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jun 2022)
    • CF30 Customer (8 Apr 2019 to 8 Dec 2019)
  • Paul Anthony Kay

    IRN PAK00032

    • CF24 Pension Transfer Specialist (24 Nov 2004 to 30 Dec 2005)
    • CF21 Investment Adviser (24 Nov 2004 to 30 Dec 2005)
  • Paul David Owen

    IRN PDO01038

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2022)
  • Paul David Sheen

    IRN PDS01085

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 Jun 2016 to 8 Dec 2019)
  • Paul Ellis

    IRN PXE01198

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
  • Paul Eric Morton

    IRN PEM01022

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2016 to 13 Jun 2016)
  • Paul Hughes

    IRN PXH00065

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (9 Jun 2016 to 8 Dec 2019)
  • Paul James Grice

    IRN PJG00028

    • CF30 Customer (1 Nov 2007 to 2 Jul 2016)
    • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 29 Dec 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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