Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul James Snoxell

  IRN PJS01291

  • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 12 Nov 2024)
• Paula Ryan

  IRN PJK01134

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
• Peter Charles Wycherley

  IRN PCW00015

  • [FCA CF] Functions requiring qualifications (26 Oct 2021 to 22 Dec 2021)
• Peter Saunders

  IRN PJS00045

  • CF30 Customer (21 Jul 2009 to 28 Jun 2016)
• Philip Ian Collard

  IRN PIC00009

  • CF30 Customer (4 Feb 2014 to 27 Jan 2015)
• Philip Moss

  IRN PXM00201

  • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 11 Jun 2024)
• Phillip James Young

  IRN PJY01035

  • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
• Raymond Dennis Boon

  IRN RDB00005

  • CF30 Customer (6 Mar 2008 to 6 Jul 2010)
• Richard Campbell

  IRN RXC00045

  • CF11 Money Laundering Reporting (1 May 2015 to 2 Jun 2016)
  • CF30 Customer (1 Nov 2007 to 2 Jun 2016)
  • Responsible for Insurance Mediation (14 Jan 2005 to 2 Jun 2016)
  • CF8 Apportionment and Oversight (24 Nov 2004 to 31 Mar 2009)
  • CF3 Chief Executive (24 Nov 2004 to 2 Jun 2016)
  • CF10 Compliance Oversight (24 Nov 2004 to 2 Jun 2016)
  • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
  • CF1 Director (24 Nov 2004 to 2 Jun 2016)
• Richard Fares

  IRN RXF01318

  • CF30 Customer (14 Aug 2018 to 26 Sep 2019)

No changes recorded yet.