Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Apr 2022 to 17 Jun 2022)
- Appointed representative dealing with clients for which they require qualification (31 Mar 2022 to 17 Jun 2022)
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- (13)Employed By (6 Apr 2022 to 17 Jun 2022)
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- [FCA CF] Functions requiring qualifications (26 Oct 2021 to 22 Dec 2021)
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- [FCA CF] Functions requiring qualifications (26 Oct 2021 to 22 Dec 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Mar 2020)
- CF30 Customer (8 Aug 2019 to 8 Dec 2019)
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- CF30 Customer (9 Sep 2013 to 30 Jun 2019)
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- CF30 Customer (5 Mar 2013 to 9 Sep 2013)
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- CF30 Customer (10 Feb 2011 to 1 Mar 2013)
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- CF30 Customer (1 Nov 2007 to 22 Feb 2010)
- CF22 Investment Adviser (Trainee) (17 Jul 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (19 Mar 2003 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.