Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (5 Aug 2024 to 24 Oct 2025)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (26 Jul 2024 to 24 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (26 Jul 2024 to 24 Oct 2025)
    • CF30 Customer (25 Jul 2024 to 24 Oct 2025)
  • Westerham Financial Services Ltd (no longer approved here)

    FRN 401687

    • Employed By (15 Oct 2020 to 9 Feb 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2024)
    • CF30 Customer (9 Sep 2015 to 9 Feb 2024)
  • HUB Financial Solutions Limited (no longer approved here)

    FRN 455713

    • CF30 Customer (19 May 2010 to 25 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.