Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (1 May 2015 to 2 Jun 2016)
- CF30 Customer (1 Nov 2007 to 2 Jun 2016)
- Responsible for Insurance Mediation (14 Jan 2005 to 2 Jun 2016)
- CF1 Director (24 Nov 2004 to 2 Jun 2016)
- CF8 Apportionment and Oversight (24 Nov 2004 to 31 Mar 2009)
- CF3 Chief Executive (24 Nov 2004 to 2 Jun 2016)
- CF10 Compliance Oversight (24 Nov 2004 to 2 Jun 2016)
- CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.