Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF11 Money Laundering Reporting (1 May 2015 to 2 Jun 2016)
    • CF30 Customer (1 Nov 2007 to 2 Jun 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 2 Jun 2016)
    • CF1 Director (24 Nov 2004 to 2 Jun 2016)
    • CF8 Apportionment and Oversight (24 Nov 2004 to 31 Mar 2009)
    • CF3 Chief Executive (24 Nov 2004 to 2 Jun 2016)
    • CF10 Compliance Oversight (24 Nov 2004 to 2 Jun 2016)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.