Paul James Snoxell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 4 Feb 2025)
    • CF30 Customer (since 24 Jan 2025)
  • Peter Harding Practice Ltd

    FRN 402110

    • (9)Employed By (since 24 Jan 2025)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 12 Nov 2024)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 12 Nov 2024)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Oct 2023)
    • CF30 Customer (17 Jul 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Aug 2011 to 30 Sep 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (4 Mar 2008 to 27 Jul 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (23 Jul 2002 to 18 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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