Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Leon Brown

  IRN RLB01106

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
• Richard Westwood

  IRN RXW01472

  • CF30 Customer (9 May 2011 to 12 Jul 2016)
• Rimal Patel

  IRN RXP01557

  • CF30 Customer (10 Jun 2016 to 19 Oct 2016)
• Robert Carl Oakden

  IRN RCO01016

  • CF30 Customer (26 Sep 2018 to 26 Sep 2019)
• Robert Dunn

  IRN RXD00052

  • CF30 Customer (15 Sep 2008 to 28 Jun 2016)
• Robert Ian Croft

  IRN RIC01048

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (12 Sep 2016 to 8 Dec 2019)
• Robert John Gullick

  IRN RJG00008

  • CF30 Customer (1 Nov 2007 to 30 Sep 2015)
  • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Feb 2005 to 29 Dec 2005)
• Robert Louis Montanaro

  IRN RXM00950

  • [FCA CF] Functions requiring qualifications (20 Dec 2023 to 31 Oct 2024)
• Robert Steel

  IRN RXS00051

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2022)
  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Robert Tidy

  IRN RXT08057

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Oct 2021)

No changes recorded yet.