Robert John Gullick

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Athena Financial Planning Limited

    FRN 688100

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
    • CF1 Director (1 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2015 to 30 Sep 2018)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (1 Nov 2007 to 30 Sep 2015)
    • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Feb 2005 to 29 Dec 2005)
  • Simon Drew & Associates Independent Financial Consultants (2561) (no longer approved here)

    FRN 189682

    • (4)Employed By (13 Jul 2004 to 11 Feb 2005)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (8 Jan 2002 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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