Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert William Hammick

  IRN RWH00042

  • CF30 Customer (1 Nov 2007 to 22 Jul 2016)
  • CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (2 Jun 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 2 Jun 2005)
• Roger James Yardy

  IRN RJY01010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Nov 2025)
  • CF30 Customer (13 Jun 2016 to 8 Dec 2019)
• Ronald Mark Firth

  IRN RMF01022

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2024)
  • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
• Ross Michael Belford

  IRN RMB01222

  • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 8 Apr 2024)
• Rowan Howse

  IRN RXH00283

  • [FCA CF] Functions requiring qualifications (18 Dec 2023 to 10 Jan 2025)
• Roy Martin Utting

  IRN RMU01006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
• Russell Julian Lloyd

  IRN RJL00021

  • CF21 Investment Adviser (3 Jan 2006 to 3 Jan 2006)
  • CF24 Pension Transfer Specialist (3 Jan 2006 to 3 Jan 2006)
  • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 3 Jan 2006)
• Ryan Patrick O'Neil

  IRN RPO01024

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (25 Jan 2017 to 8 Dec 2019)
• Saiq Latif

  IRN SXL00080

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 Jun 2016 to 8 Dec 2019)
• Sam Kasey Glover

  IRN SKC01065

  • [FCA CF] Functions requiring qualifications (22 Feb 2024 to 1 Aug 2025)

No changes recorded yet.