Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 29 Jan 2025)
    • CF1 Director (AR) (since 15 Jan 2025)
    • CF30 Customer (since 15 Jan 2025)
    • (1)Employed By (since 15 Jan 2025)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (18 Dec 2023 to 10 Jan 2025)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (18 Dec 2023 to 10 Jan 2025)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (20 Dec 2021 to 10 Nov 2023)
    • CF30 Customer (10 Dec 2021 to 10 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (3 Jul 2020 to 10 Nov 2023)
  • Arkenstone Wealth Management Ltd (no longer approved here)

    FRN 620850

    • (1)Employed By (10 Dec 2021 to 10 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Arkenstone Wealth Management Ltd

  2. controlled function added: (1)Employed By at Arkenstone Wealth Management Ltd