Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 29 Jan 2025)
- CF1 Director (AR) (since 15 Jan 2025)
- CF30 Customer (since 15 Jan 2025)
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Newbrook Wealth Limited
FRN 1024229
- (1)Employed By (since 15 Jan 2025)
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- [FCA CF] Functions requiring qualifications (18 Dec 2023 to 10 Jan 2025)
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- [FCA CF] Functions requiring qualifications (18 Dec 2023 to 10 Jan 2025)
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- [FCA CF] Client dealing (20 Dec 2021 to 10 Nov 2023)
- CF30 Customer (10 Dec 2021 to 10 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (3 Jul 2020 to 10 Nov 2023)
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- (1)Employed By (10 Dec 2021 to 10 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Arkenstone Wealth Management Ltd
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controlled function added: (1)Employed By at Arkenstone Wealth Management Ltd