Russell Julian Lloyd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (1 Nov 2007 to 30 Apr 2012)
- CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 May 2006 to 17 Oct 2007)
N.F.U. Mutual Unit Managers Limited (no longer approved here)
FRN 121922
- CF22 Investment Adviser (Trainee) (10 May 2006 to 1 Apr 2007)
Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- CF24 Pension Transfer Specialist (3 Jan 2006 to 3 Jan 2006)
- CF21 Investment Adviser (3 Jan 2006 to 3 Jan 2006)
- CF22 Investment Adviser (Trainee) (24 Nov 2004 to 3 Jan 2006)
ABERDEEN PLATFORM LIMITED (no longer approved here)
FRN 188796
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.