Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 6 May 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2024)
- CF30 Customer (4 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 22 Jul 2016)
- CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (2 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2004 to 2 Jun 2005)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.