Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2024)
    • CF30 Customer (4 Oct 2016 to 8 Dec 2019)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (1 Nov 2007 to 22 Jul 2016)
    • CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 2 Jun 2005)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.