Sam Kasey Glover

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (22 Feb 2024 to 1 Aug 2025)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (22 Feb 2024 to 1 Aug 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (18 Apr 2023 to 18 Oct 2023)
    • CF30 Customer (27 Mar 2023 to 18 Oct 2023)
  • Black Lion Wealth Management Ltd (no longer approved here)

    FRN 991299

    • Employed By (27 Mar 2023 to 18 Oct 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
    • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (15)Employed By (9 Jul 2018 to 18 Jan 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Jul 2018 to 18 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (15)Employed By at Wellesley Investment Management Ltd