Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (25 Jan 2017 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (25 Jan 2017 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (4 Apr 2012 to 31 Oct 2012)
  • Financial Services Scotland Limited (no longer approved here)

    FRN 569880

    • (4)Employed By (4 Apr 2012 to 31 Oct 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (4 Jan 2012 to 30 Mar 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (3 Jun 2008 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.