Rimal Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finli (G&P) Ltd (no longer approved here)
FRN 142752
- CF30 Customer (6 Feb 2017 to 9 Jun 2017)
Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- CF30 Customer (10 Jun 2016 to 19 Oct 2016)
Wealth At Work Limited (no longer approved here)
FRN 417367
- CF30 Customer (1 Feb 2016 to 19 Oct 2016)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (17 Jan 2013 to 30 Nov 2015)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Feb 2008 to 29 Aug 2010)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 25 Jan 2008)
- CF22 Investment Adviser (Trainee) (10 May 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.