Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (12 Sep 2016 to 8 Dec 2019)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (12 Sep 2016 to 8 Dec 2019)
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- CF30 Customer (8 Apr 2014 to 6 Mar 2016)
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- CF30 Customer (28 May 2013 to 28 Mar 2014)
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- (12)Employed By (28 May 2013 to 28 Mar 2014)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF22 Investment Adviser (Trainee) (20 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.