Robert Carl Oakden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Sep 2023)
    • CF30 Customer (since 31 Aug 2023)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (305)Employed By (since 31 Aug 2023)
  • Park Hall Financial Services Limited (no longer approved here)

    FRN 514480

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
    • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (26 Sep 2018 to 26 Sep 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (26 Sep 2018 to 26 Sep 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (23 Aug 2013 to 7 Feb 2017)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (14 Oct 2011 to 17 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 28 Oct 2011)
    • CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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