Park Hall Financial Services Limited

• Principal Place of Business

  2 Market Place

  Mansfield Woodhouse

  Mansfield

  Nottinghamshire

  NG19 8AS

  UNITED KINGDOM

  Phone

  +4401623651773

  Web

  https://www.parkhall.co.uk

• Complaints Contact

  2 Market Place

  Mansfield Woodhouse

  Mansfield

  Nottinghamshire

  NG19 8AS

  UNITED KINGDOM

  Phone

  +4401623651773

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Stephen Surtees

  IRN ASS01076

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
• Christopher John Dunn

  IRN CJD00001

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 21 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jan 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jan 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 16 Jan 2023)
  • CF1 Director (3 Mar 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Mar 2010 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (3 Mar 2010 to 8 Dec 2019)
  • CF30 Customer (3 Mar 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Mar 2010 to 8 Dec 2019)
• Emma Snowden

  IRN EXS26852

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2024)
• James Kenneth Dunn

  IRN JKD01040

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsible for Insurance Distribution (since 23 Dec 2022)
  • SMF16 Compliance Oversight (since 23 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2022)
  • Responsibility for MCD Intermediation (since 24 Nov 2021)
  • SMF3 Executive Director (since 24 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Jun 2015 to 8 Dec 2019)
• Karl Davies

  IRN KXD00042

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2023)
  • CF30 Customer (21 Mar 2011 to 8 Dec 2019)
• Katrina Hallam

  IRN KXH00392

  • [FCA CF] Functions requiring qualifications (25 Apr 2023 to 17 Feb 2025)
  • [FCA CF] Client dealing (25 Apr 2023 to 20 Feb 2024)
• Marvin Francis Owens

  IRN MXO00037

  • [FCA CF] Client dealing (12 Sep 2024 to 21 Oct 2025)
  • [FCA CF] Functions requiring qualifications (12 Sep 2024 to 21 Oct 2025)
• Michael James Cavin

  IRN MJC01531

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
• Neil Andrew Melton

  IRN NAM00016

  • CF1 Director (3 Mar 2010 to 25 Feb 2019)
  • CF30 Customer (3 Mar 2010 to 25 Feb 2019)
• Peter Alan Cook

  IRN PAC01169

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 20 Feb 2024)
  • [FCA CF] Client dealing (since 13 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)

No changes recorded yet.