Peter Alan Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Park Hall Financial Services Limited

    FRN 514480

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 20 Feb 2024)
    • [FCA CF] Client dealing (since 13 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (29 Oct 2002 to 23 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.