Andrew Stephen Surtees

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Park Hall Financial Services Limited

    FRN 514480

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 1 Nov 2021)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • [FCA CF] Functions requiring qualifications (1 May 2021 to 22 Oct 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (27 Sep 2018 to 30 Aug 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (17 Nov 2016 to 14 Sep 2018)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (393)Employed By (23 Sep 2015 to 25 Feb 2016)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (2 Jul 2015 to 17 Aug 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (30 Sep 2010 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.