Karl Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • George Square Financial Management Ltd

    FRN 572966

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2023)
    • [FCA CF] Client dealing (since 6 Mar 2023)
  • Park Hall Financial Services Limited (no longer approved here)

    FRN 514480

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2023)
    • CF30 Customer (21 Mar 2011 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 25 Mar 2011)
    • CF21 Investment Adviser (9 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Apr 2007 to 9 Aug 2007)
  • Hampshire Hill Group Limited (no longer approved here)

    FRN 425911

    • CF21 Investment Adviser (23 Mar 2005 to 24 Apr 2007)
    • CF1 Director (23 Mar 2005 to 31 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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