George Square Financial Management Ltd

• Principal Place of Business

  George Square

  8b George Street

  Nottingham

  Notts

  NG1 3BE

  UNITED KINGDOM

  Phone

  +4401159475545

  Web

  https://www.george-square.co.uk

• Complaints Contact

  George Square Financial Management Ltd

  8B George Street

  Nottingham

  NG1 3BE

  UNITED KINGDOM

  Phone

  +4401159475545

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy-to-let mortgages and second charge mortgages

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Ryan Barrett

  IRN AXB00946

  • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 31 Jan 2024)
  • [FCA CF] Client dealing (19 Apr 2022 to 31 Jan 2024)
• Daniel Simon Taylor

  IRN DST01061

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 4 Jul 2023)
  • CF30 Customer (since 14 Apr 2023)
• Derek Clive O'Connell

  IRN DCO00002

  • CF30 Customer (30 Nov 2017 to 30 Nov 2017)
• George Bonsall

  IRN GXB07347

  • [FCA CF] Client dealing (5 Aug 2021 to 12 Sep 2022)
  • [FCA CF] Functions requiring qualifications (5 Aug 2021 to 12 Sep 2022)
• Gregory Russell Hill

  IRN GRH00039

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (29 Aug 2012 to 8 Dec 2019)
• Harry George Goward

  IRN HXG00190

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
• Ian George Goward

  IRN IGG01012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • CF1 Director (AR) (since 4 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 May 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2023)
  • CF10 Compliance Oversight (27 Jul 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (27 Jul 2012 to 8 Dec 2019)
  • CF1 Director (27 Jul 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (27 Jul 2012 to 30 Sep 2018)
• James Andrew Bradley

  IRN JAB01459

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• Jason Dennis Don Charles Vogelsang

  IRN JDV00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 22 Aug 2023)
  • CF30 Customer (since 13 Jul 2023)
• Johan William Zethraeus

  IRN JXZ00087

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)

• Taylor McGill Financial Services Ltd

  FRN 206446 · Appointed 20 Mar 2023

• The SalterGuide Ltd

  FRN 944448 · Appointed 6 Feb 2021

• Greaves Wealth Management Ltd

  FRN 926063 · Appointed 13 May 2020

No changes recorded yet.