Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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George Square Financial Management Ltd
FRN 572966
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 22 Aug 2023)
- CF30 Customer (since 13 Jul 2023)
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Greaves Wealth Management Ltd
FRN 926063
- (3)Employed By (since 13 Jul 2023)
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- CF30 Customer (1 Nov 2007 to 28 Dec 2011)
- CF22 Investment Adviser (Trainee) (3 May 2007 to 31 Oct 2007)
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- (21)Employed By (4 May 2007 to 28 Dec 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.