Ian George Goward

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Taylor McGill Financial Services Ltd

    FRN 206446

    • (2)Employed By (since 4 May 2023)
  • George Square Financial Management Ltd

    FRN 572966

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 4 May 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 May 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2023)
    • CF11 Money Laundering Reporting (27 Jul 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Jul 2012 to 30 Sep 2018)
    • CF1 Director (27 Jul 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (27 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Taylor McGill Financial Services Ltd

  2. controlled function added: (2)Employed By at Taylor McGill Financial Services Ltd