Derek Clive O'Connell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Henson Aslam Financial Management LLP

    FRN 440858

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 Nov 2018 to 8 Dec 2019)
  • George Square Financial Management Ltd (no longer approved here)

    FRN 572966

    • CF30 Customer (30 Nov 2017 to 30 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.